2020 Risk & Compliance CPD Seminar Series (Guernsey)

Professional Development


The 2020 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.

Suitable For

All financial services professionals, in specific those working within the compliance function.

Runs until 03 Dec 2020
10 CPD hours
Ten x 1 hour seminars throughout 2020

This session has already run and a new date has not yet been scheduled. Please contact us to register your interest.


Timings: 11:00-12:00 (Registration from 10:45)
Venue: The Dorey Room – St James Concert and Assembly Hall 

Programme Content

Sessions can be booked individually as required or as a complete programme.

Developing an effective whistleblowing strategy (Guernsey)

Not Available
Wayne Atkinson
Collas Crill

Considerations in production order requests (Guernsey)

Not Available
Michael Adkins
Collas Crill

Unravelling Guernsey’s EDD & Client Money Requirements (Guernsey)

Not Available
Helen Hatton
BDO Sator Regulatory Consulting

Preparing for a regulatory visit (Guernsey)

Not Available
Helen Wyatt & Gordon Dawes

Conducting an effective internal investigation (Guernsey)

Not Available
Louise Hargreaves & Hana Plsek

Building an effective compliance monitoring programme (Guernsey)

Not Available
Stephen Trevor

Building an effective business risk assessment (Guernsey)

Not Available
Linda Johnson
KPMG Channel Islands Limited

Corporate Governance and Board Effectiveness: practical considerations from a compliance and risk perspective (Guernsey)

Not Available
Malin Nilsson
Duff & Phelps

Managing conflicts of interest (Guernsey)

Not Available
Martin Jones
Ferbrache & Farrell LLP

Practical guidance on managing a data breach (Guernsey)

Not Available
Emma Martins
Bailiwick of Guernsey