2020 Risk & Compliance CPD Seminar Series

Professional Development


The 2020 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.

Suitable For

All financial services professionals, in specific those working within the compliance function.

13 Feb 2020 - 03 Dec 2020
10 CPD hours
Ten x 1 hour seminars throughout 2020

Book Complete Programme

Starting: 13 Feb 2020

Cost: GBP 425.00


Timings: 11:00-12:00 (Registration from 10:45)
Venue: The Dorey Room – St James Concert and Assembly Hall

Programme Content

Sessions can be booked individually as required or as a complete programme.

Developing an effective whistleblowing strategy

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Wayne Atkinson
Collas Crill

Preparing for a regulatory visit

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Helen Wyatt & Gordon Dawes

Considerations in production order requests

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Michael Adkins
Collas Crill

Unravelling Guernsey’s EDD & Client Money Requirements

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Helen Hatton
BDO Sator Regulatory Consulting

Conducting an effective internal investigation

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Tim Richards & Hana Plsek

Building an effective compliance monitoring programme

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Stephen Trevor

Building an effective business risk assessment

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Linda Johnson
KPMG Channel Islands Limited

Corporate Governance and Board Effectiveness: practical considerations from a compliance and risk perspective

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Malin Nilsson
Duff & Phelps

Managing conflicts of interest

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Martin Jones
Ferbrache & Farrell LLP

Practical guidance on managing a data breach

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Emma Martins
Bailiwick of Guernsey