International Certificate in Financial Services Regulation

Professional Qualification

Overview

The effective regulation of financial services is recognised as essential to the health of any successful developed economy. Subsequently, those individuals who supervise regulated financial services licence holders need to be equipped to carry out their supervisory oversight with the utmost confidence of the general public. Following the Global Financial Crisis a decade ago, regulators are under more pressure than ever to ensure that their staff are aware of the risks facing them in the effective supervision of these important businesses.

This Level 3 Certificate, accredited by ICSA, ensures a level of international recognition that will enable regulatory bodies to demonstrate that their relevant employees meet the high standards required of financial services supervisors globally.

   International Financial Centres

As well as Jersey, Guernsey and the Isle of Man, this qualification can be delivered in any International Financial Centre where there is sufficient demand.

Suitable For

Individuals currently working or aspiring to work in financial services regulators who are keen to achieve a solid professional education platform in financial services regulation

Please contact us
9 months
Jersey   Guernsey   Isle of Man  

International Certificate in Financial Services Regulation

Date: Please contact us
Cost: £2495
See below for booking instructions

Programme Syllabus

PART 1 – THE PRINCIPLES OF FINANCIAL REGULATION

  • Why we regulate financial services
  • The legal and regulatory framework relating to regulation
  • The role of financial services regulators and how they operate

PART 2 – FINANCIAL REGULATION IN PRACTICE

  • Authorisation
  • Supervision
  • Enforcement
  • Conduct risk management and outcomes-based regulation
  • The regulation of financial crime prevention


“With regulatory oversight a key part of modern business life, the qualification is a hallmark of expertise that will benefit both employees and employers alike”
Simon Osborne, ICSA chief executive

More information and bookings

For further information on the International Certificate in Financial Services Regulation or to request a booking form, please phone +44 (0)1534 711800.