ICA Certificate in Compliance

Professional Qualification

Overview

Good compliance equals good business and good compliance is the responsibility of all staff. This course provides a good introduction to compliance and the contextual understanding you need so you approach your responsibilities with confidence.

Suitable For

All staff working in the compliance arena, internal and external audit staff, staff working in risk functions, regulatory representatives

See below
3–6 months
Jersey  

ICA Certificate in Compliance

Date: See below
Cost: £595 (+ VAT or local taxes if applicable)
See below for booking instructions

Dates

You will have 6 months to complete this online course including the online test. There is an optional workshop that you can also attend as part of the course (and we recommend that you do attend this if possible as it enhances the learning experience).

Programme Content

Unit 1: Understanding the Regulatory Environment

  • The history of financial services regulation
  • The objectives of financial services regulation
  • Different parties involved in regulation

Unit 2: Regulation in Practice

  • Models of regulation
  • International legislation and best practice developments
  • Regulators and their powers

Unit 3: Compliance in Practice

  • The role of the Compliance Officer
  • Activities and processes
  • Key compliance relationships

Unit 4: Other Key Compliance Areas

  • Anti money laundering
  • Financial crime prevention
  • Market abuse
  • Managing risk
  • Enforcement

Entry Requirements

This course has a practical focus and is open to anyone who is interested in compliance. The content of the programme requires students to possess:

  • Sound educational background
  • Good written English skills

How Will You Be Assessed?

  • A one-hour multiple-choice examination taken online

ICA qualifications are awarded in association with Alliance Manchester Business School, The University of Manchester.

Contact ICT

Tel: +44 (0)121 362 7534
Email: ict@int-comp.com
Fax: +44 (0)121 240 3002

How To Apply?

Apply online at www.int-comp.com/enrol-online or get in touch with ICT (ICA's approved training provider).

 

In order to study any ICA qualification you need to be a member of the ICA, joining our international professional community of thousands of like-minded individuals.  The fee for ICA Affiliate Membership is £30 payable to ICA* and includes your assessment and access to invaluable knowledge resources that will help with your course as well as many other member benefits and services (view the list of membership services and benefits that you’ll receive here). Become an Affiliate Member.

The course fee is £595 (+ VAT or local taxes if applicable) payable to our training partner. Students from certain low GDP countries receive a 15% discount on this fee. View list of applicable countries here.

There is an additional £100 charge for those who wish to attend the additional workshop.

Enrol online now.

*unless you are a member of the ICA already.
These fees include a printable certificate once you have completed the course.