A review of the JFSC MLRO thematic visit

Professional Development

Overview

MLROs are under more pressure than ever. Following the recent JFSC thematic visit it is essential that MLROs understand the regulator’s expectations. This seminar will analyse the JFSC thematic visits and provide learning points to help MLROs protect both themselves and the companies they work for.

Suitable For

Compliance professionals, and in particular MLROs.

1 CPD hours
1 hour
Jersey

Learning Outcomes

Having attended this seminar, delegates will:

  • Have a better understanding of the thematic visit findings
  • Develop a greater appreciation of the risk facing MLROs
  • Be able to implement ever more effective risk management techniques

General information

Timings: 14:00-15:00 (Registration from 13:45)
Venue: Jersey International Business School

Benefits

  • Certificates of attendance are provided
  • Refreshments are provided
  • 1 hour of CPD

Speaker

Mathew Beale, Chartered FCISI – Principal (Director) at “Comsure Group of Companies”

Mathew is a Fellow of the Chartered Institute for Securities & Investment (FCISI). In 2018, Mathew was awarded the ‘certified GDPR practitioner’ certification. After leaving the British Army in 1985, Mathew worked in the asset management industry for ten years. After this time, he joined the JFSC, and in April 2005 Mathew founded Comsure, that now consists of three companies (the Comsure Group of Companies). Comsure aims to provide comprehensive business risk advisory services and help minimise its clients’ business risks. Whether it’s a need for training, regulatory interpretation or consideration of RegTech, Mathew and Comsure’s team of compliance experts are well versed in providing excellent advice.