Building an effective business risk assessment

Professional Development

Overview

This seminar forms part of the 2020 Risk & Compliance CPD Seminar Series – a series of 10 CPD seminars, which take place once a month.

The 2020 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.

2020 Risk & Compliance CPD Seminar Series

View the full programme

Suitable For

All financial services professionals, in particular those working within the compliance function.

09 Sep 2020    View session times
09 Sep 2020    12:00 - 13:00
1 CPD hours
1 hour
Jersey

Building an effective business risk assessment

Date: 09 Sep 2020
Time: 12:00 - 13:00

Cost: GBP 55

GENERAL INFORMATION

Timings: 12:00-13:00 (Registration from 11:45)
Venue: Jersey International Business School

BENEFITS

  • Certificates of attendance are provided
  • Refreshments are provided
  • 1 hour of CPD

SPEAKER

Janice Drum, Head of Compliance EMEA at Alter Domus

Janice joined Alter Domus in 2016 and has over 30 years’ experience in the finance industry, primarily in Jersey within the funds business. This includes over 10 years in a compliance and AML role, during which she spent 7 years as the key person authorised by the Jersey Financial Services Commission. Prior to this, she spent 2 years working at the Jersey Financial Services Commission as a Manager in the Funds Supervision Team.

Her role in Alter Domus is as Compliance Officer, Money Laundering Reporting Officer and Money Laundering Compliance Officer for Alter Domus Jersey and for the regulated Fund entities that are administered by Alter Domus in Jersey. She is also responsible for the oversight and management of the Compliance Function for the European and MEA region.

Before joining Alter Domus, she worked for a multi-licenced and multi-jurisdiction finance company in Jersey which was listed on the main UK stock exchange. One of her core responsibilities included the management and oversight of the compliance function for the Jersey Company and a number of jurisdictional offices including Ireland, Guernsey, UK, Luxembourg, Dubai and Asia.

Janice’s academic credentials include an MBA from the Open University, and an AML Diploma from the International Compliance Association. She also holds a diploma from the Chartered Institute for Securities and Investment.