Conducting an effective internal investigation

Professional Development

Overview

This seminar forms part of the 2020 Risk & Compliance CPD Seminar Series – a series of 10 CPD seminars, which take place once a month.

The 2020 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.

2020 Risk & Compliance CPD Seminar Series

View the full programme

Suitable For

All financial services professionals, in particular those working within the compliance function.

17 Jun 2020    View session times
17 Jun 2020    12:00 - 13:00
1 CPD hours
1 hour
Jersey

Conducting an effective internal investigation

Date: 17 Jun 2020
Time: 12:00 - 13:00

Cost: GBP 55

GENERAL INFORMATION

Timings: 12:00-13:00 (Registration from 11:45)
Venue: Jersey International Business School

BENEFITS

  • Certificates of attendance are provided
  • Refreshments are provided
  • 1 hour of CPD

SPEAKER

Jamie Biddle, Director at Oben Regulatory

Jamie is a director at Oben Regulatory. He has considerable experience in resolving complex regulatory matters, from enforcement investigations to corporate governance reviews. His work is increasingly multi-jurisdictional in its scope. Jamie works with a wide range of financial services businesses across all regulated sectors. Previously, he held the post of Deputy Director of Enforcement at the Jersey Financial Services Commission where he led teams of accountants and lawyers dealing with the Commission’s most complex cases. Jamie was also appointed as the commission’s Deputy MLRO for eight years.

He has also worked for one of the Island’s largest law firms during which time he advised clients across a broad spectrum of issues including fraud, sanctions, bribery and corruption and suspected money laundering. Jamie has been appointed as an inspector and competent professional by regulatory authorities.