Preparing for a regulatory visit (Guernsey)

Professional Development

Overview

This seminar forms part of the 2020 Risk & Compliance CPD Seminar Series – a series of 10 CPD seminars, which take place once a month.

The 2020 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.


2020 Risk & Compliance CPD Seminar Series

View the full programme

Suitable For

All financial services professionals, in specific those working within the compliance function.

19 Mar 2020    View session times
19 Mar 2020    11:00 - 12:00
1 CPD hours
1 hour
Guernsey

Preparing for a regulatory visit

Date: 19 Mar 2020
Time: 11:00 - 12:00

Cost: GBP 55

GENERAL INFORMATION

Timings: 11:00-12:00 (Registration from 10:45)
Venue: The Dorey Room – St James Concert and Assembly Hall

BENEFITS

  • Hard copies of speakers’ notes/slides are provided – subject to availability
  • Certificates of attendance are provided
  • Refreshments are provided
  • 1 hour of CPD

TUTORS

Helen Wyatt, Partner at Mourant

As a Partner in Mourant's Guernsey Corporate practice, Helen has broad commercial and corporate law experience. Helen advises clients on, amongst other things, capital raisings and IPOs, the establishment and restructuring of investment schemes, financing and corporate transactions and has a particular interest in financial services regulatory matters. Helen is a member of the Guernsey Commercial Bar Association.

Gordon Dawes, Partner at Mourant

Gordon is a partner in Mourant's Guernsey Litigation and Dispute Resolution practice. He is an English Barrister by background and was in London Chambers for nine years, gaining extensive court experience, before moving to Guernsey in 1998 and joining Ozannes, now Mourant, where he has been a Partner since 2003.

Gordon's practice focus points are regulatory law and white collar crime, trust disputes and related issues (for example director and company issues arising in a trust context) and areas of crossover between the regulatory and fiduciary worlds. He has a substantial commercial practice more generally with considerable experience of insurance and public law and has particular interests in litigation connected with Russia/CIS and litigation funding.

Gordon has taken cases to all levels of the Guernsey court system including the Privy Council, the Supreme Court/House of Lords and to the European Court of Human Rights. He writes extensively about Guernsey law and is the author of Guernsey's leading text, Laws of Guernsey, Hart, Oxford, 2003. He is a member of the editorial board of the Jersey and Guernsey Law Review.