A contemporary review of the Jersey Financial Services Commission (JFSC) approach to regulation

Professional Development

Overview

This seminar aims to develop understanding of the Jersey Financial Services Commission (JFSC) approach to the regulation of the financial services industry. Delegates will develop a deeper understanding of the framework under which the JFSC operates and how they authorise, supervise and enforce. Using case studies, the seminar will look at where regulated license holders have been subject to enforcement and the lessons learnt.


03 Oct 2019
2 CPD hours
Jersey

A contemporary review of the Jersey Financial Services Commission (JFSC) approach to regulation

Date: 03 Oct 2019
Time: 17:00 - 18:30

Cost: GBP 99

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory environment and how the JFSC operates
  • Have a greater appreciation of the approach to supervision and enforcement
  • Be able to better manage the risk of breaching regulatory standards

SESSION CONTENT:

  • What can we learn from thematic reviews?
  • Dear CEO letters
  • Post examination mediation schedules (PEMS)
  • Future trajectory of regulatory focus