Understanding the regulatory landscape for investment business

Professional Development

Overview

The regulatory environment is constantly evolving, with the aim of increasing stakeholder protection. This course will cover a range of regulation for local entities which should be understood in order to help assure compliance, whether at a local or international level.



Suitable For

Any staff dealing with regulation in an investment business.

13 May 2019
2 CPD hours
2 hours
Jersey

Understanding the regulatory landscape for investment business

Date: 13 May 2019
Time: 09:30 - 11:30

Cost: GBP 99

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory landscape for investment businesses
  • Have an increased awareness of required reporting and other requirements
  • Understand recent regulatory developments

SESSION CONTENT

  • The regulatory approach
  • Specific jurisdictional requirements and considerations
  • Recent updates and guidance notes