Understanding the regulatory landscape for investment business

Professional Development


The regulatory environment is constantly evolving, with the aim of increasing stakeholder protection. This course will cover a range of regulation for local entities which should be understood in order to help assure compliance, whether at a local or international level.

Suitable For

Any staff dealing with regulation in an investment business.

2 CPD hours
2 hours

This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory landscape for investment businesses
  • Have an increased awareness of required reporting and other requirements
  • Understand recent regulatory developments


  • The regulatory approach
  • Specific jurisdictional requirements and considerations
  • Recent updates and guidance notes