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Enforcement, the law and the Jersey Financial Services Commission (JFSC)

Professional Development

Overview

The Jersey regulator has far reaching powers in terms of enforcement actions, which may be required when a person has contravened law or regulation. It is, however, committed to a fair and proportionate use of its enforcement powers. This course will explore the need for, and use of, enforcement powers, and will consider relevant cases.



Suitable For

All staff, including compliance professionals, dealing with Jersey entities.

1.5 CPD hours
1.5 hours
Jersey

This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.

Learning Outcomes

Having attended this course, delegates will:

  • Understand how the JFSC regulates the financial services industry in Jersey
  • Appreciate the expectations of the regulator on the financial services industry
  • Develop an understanding of the wider legal and regulatory pressures on financial services businesses

SESSION CONTENT:

  • Understanding the JFSC approach to enforcement
  • A review of recent case studies
  • Wider legal regulatory considerations