The regulatory environment

Professional Development


The regulatory environment for funds is constantly shifting, with the aim of increasing investor protection. This course will cover a range of fund regulation for local entities which should be understood in order to help assure compliance of structures, whether at a local or international level.

Suitable For

Fund administrators and compliance professionals who deal with funds.

2 CPD hours
2 hours

This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory landscape for funds
  • Have an increased awareness of required reporting and other requirements
  • Understand broader regulation which may apply, such as listing rules and global requirements


  • The local fund industry and role of the regulator
  • Fund regulation
  • Regulatory obligations to be adhered to
  • Other relevant regulation (e.g. money laundering, listing rules)