The regulatory environment

Professional Development

Overview

The regulatory environment for funds is constantly shifting, with the aim of increasing investor protection. This course will cover a range of fund regulation for local entities which should be understood in order to help assure compliance of structures, whether at a local or international level.



Suitable For

Fund administrators and compliance professionals who deal with funds.

07 Jun 2019
2 CPD hours
2 hours
Jersey

The regulatory environment

Date: 07 Jun 2019
Time: 10:00 - 12:00

Cost: GBP 99

Learning Outcomes

Having attended this course, delegates will:

  • Understand the regulatory landscape for funds
  • Have an increased awareness of required reporting and other requirements
  • Understand broader regulation which may apply, such as listing rules and global requirements

SESSION CONTENT

  • The local fund industry and role of the regulator
  • Fund regulation
  • Regulatory obligations to be adhered to
  • Other relevant regulation (e.g. money laundering, listing rules)