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Guernsey AML CPD Series 2019 Seminar 11: CDD update – UBOs (Uncovered Beneficial Owners or Unexplainable Beneficial Owners?)

Professional Development

Overview

This seminar forms part of the Guernsey Anti-Money Laundering CPD Series – a series of 12 CPD seminars, which take place throughout 2019.

Achieving your AML CPD can be a challenge. The aim of this series is to provide practical and relevant CPD in a lively format. The topics covered are crucial for building and maintaining your knowledge in today’s fast-moving environment.

Book the full series

06 Mar 2019 - 11 Dec 2019
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Suitable For

This series will be of interest to anyone working in the finance sector including MLCOs, MLROs, anti-financial crime specialists, compliance professionals, directors and those working in risk management.

1 CPD hours
1 hour
Guernsey

This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.

VENUE

  • St James Concert & Assembly Hall

SEMINAR CONTENT

  • Who or what is the UBO?
  • UBO – understanding the pressure on public disclosure
  • Managing the risk of the undisclosed agent
  • How well are we doing as a jurisdiction?

ADDITIONAL INFORMATION

  • Affordable, quality CPD
  • Flexibility – delegate places are interchangeable between employees of the same organisation
  • Hard copies of speakers’ notes/slides provided at each seminar – subject to availability

SPEAKER

Stephen Ozanne, Senior Counsel at Walkers
Stephen is a Senior Counsel in Walkers’ Guernsey office, where he is a regulatory specialist in the Corporate and Investment Funds Groups. Stephen has particular expertise advising in relation to financial services regulation, investment structuring, data protection and privacy, technology (including e-commerce, I.P., blockchain, A.I. and electronic transactions), outsourcing, cross-border marketing, economic substance, compliance, sanctions and AML.

Stephen regularly acts for banks, investment managers, advisers, custodians, institutional investors, including sovereign wealth funds and pension funds, as well as Fintech businesses, including online prime brokerage, FX trading, payment, 'robo' investment advisory and cryptocurrency platforms, in respect of their regulatory requirements and for developing and using innovative technologies. He also frequently speaks at events regarding investment management, financial innovation and regulatory changes.