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2019 Guernsey Risk & Compliance CPD Seminar Series – 2019 Enforcement Update

Professional Development

Overview

This seminar forms part of the 2019 Guernsey Risk & Compliance CPD Seminar Series – a series of 10 CPD seminars, which take place once a month.

The 2019 Guernsey Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.

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14 Mar 2019 - 12 Dec 2019
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Suitable For

All financial services professionals, in specific those working within the compliance function.

1 CPD hours
1 hour
Guernsey

This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.

GENERAL INFORMATION

Timings: 15:00-16:00 (Registration from 14:45)
Venue: The Dorey Room – St James Concert and Assembly Hall

BENEFITS

  • Hard copies of speakers’ notes/slides are provided – subject to availability
  • Certificates of attendance are provided
  • Refreshments are provided
  • 1 hour of CPD

SPEAKER

Simon Gaudion, Director of Enforcement at the Guernsey Financial Services Commission
Simon Gaudion worked for almost 30 years in law enforcement, where he worked in several teams investigating serious criminal offences, both domestically and internationally.

During his career he led many frontline teams, including the Fraud and International Team for the Bailiwick of Guernsey. In 2009 Simon returned to the Financial Investigation Unit where he was the Senior Manager in charge of the Money Laundering and Confiscation Team. His last role in law enforcement was as Senior Manager in charge of the Financial Intelligence Service, which was predominantly responsible for the acceptance and evaluation of SAR data and case development.

Simon joined the Guernsey Financial Services Commission in July 2013 as the Director of Enforcement. Since joining the Commission, Simon has overseen the development of the Enforcement Division to enable the Commission to enforce where appropriate and reasonable to do so.

Simon is also a member of Committee 4 and the Screening Group for the International Organisation of Securities Commissions, which is an association of organisations that regulate the world's securities and futures markets.