2019 Risk & Compliance CPD Seminar Series – Seminar 6: Compliance considerations in TISE listing transactions
Professional Development
Overview
This seminar forms part of the 2019 Risk & Compliance CPD Seminar Series – a series of 10 CPD seminars, which take place once a month.
The 2019 Risk & Compliance CPD Seminar Series provides essential updates for those working in compliance and risk management roles, delivered by industry recognised experts. This series will comprise 10 monthly seminars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.
Book the full series
Suitable For
Professionals working in compliance and risk management roles
This course has already run and a new date has not yet been scheduled. Please contact us to register your interest.
TIMINGS
Seminars
12:00-13:00 (Registration from 11:45)
Venue: Jersey International Business School
BENEFITS
- Hard copies of speakers’ notes/slides are provided – subject to availability
- Certificates of attendance are provided
- Refreshments are provided
- 1 hour of CPD
CONTENT
- Overview of the Exchange
- Procedural and ongoing compliance considerations for specialist debt listings on the Exchange
- Membership obligations and approach
- Proceeds of Crime Law and general compliance considerations
- Feedback from the Exchange
TUTORS
Peter Derrick, Compliance Officer at Maples Group |
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Having worked in the international banking and offshore legal world in a variety of roles Peter has used this knowledge and experience to good effect over the last 20 years within the Compliance and Risk environment. Peter joined the Jersey office of the Maples Group in May 2018. Prior to that, he worked at another international law firm as Head of their Risk & Compliance function since 2008. Before moving there he had worked at Barclays for 34 years on their international side and was based in various offices in the UK, before finally moving to Jersey in 1995.
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Anna Cochrane, Associate at Maples Group |
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Anna has experience of a wide range of corporate transactions and also regularly advises on financings (both lender and borrower side) and debt listings on The International Stock Exchange ("TISE"). Anna joined the London office of the Maples Group in January 2019. Prior to this, she worked in the Jersey office of the Maples Group after joining in July 2018 from another international law firm in Jersey. |
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